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Current Employers
Seacrest Wealth Management, Llc

3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-04
CT RA APPROVED 2019-12-23
  • NY RA
    APPROVED
    Since 2021-08-04
  • CT RA
    APPROVED
    Since 2019-12-23

Branch Locations

3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seacrest Wealth Management Purchase NY 04/2008 Present
Purshe Kaplan Sterling Investments Albany NY 04/2008 Present
  • 04/2008 → Present
    Seacrest Wealth Management
    Purchase, NY
  • 04/2008 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Other Businesses

1) EDWARD. SULLIVAN IS DUALLY-REGISTERED AS AN INVESTMENT ADVISOR REPRESENTATIVE WITH SEACREST WEALTH MANAGEMENT, LLC - SINCE 04/2008) AND AS A REGISTERED REPRESENTATIVE WITH PURSHE KAPLAN STERLING INVESTMENTS, INC. (PKS" - SINCE 04/2008). BUSINESS IS CONDUCTED FROM 3010 WESTCHESTER AVENUE, SUITE 307, PURCHASE, NY 10577. APPROXIMATELY 90% OF MR. SULLIVAN'S TIME IS FOR SERVICES AS AN INVESTMENT ADVISOR REPRESENTATIVE. SWM AND PKS ARE NOT AFFILIATED. 2) PROVIDENCE COLLEGE; NOT INVESTMENT RELATED; ONE CUNNINGHAM SQ PROVIDENCE, RI 02918; EDUCATION; CHAIRMAN OF INVESTMENT COMMITTEE; START DATE: 01/2003; APPROX 5 HRS/MO; 2.5 DURING SECURITIES HRS; CHAIR A 10 PERSON COMMITTEE THAT OVERSEES THE SCHOOLS ENDOWMENT 3) PROVIDENCE COLLEGE ATHLETIC COMMITTEE; NOT INVESTMENT RELATED; 1 CUNNINGHAM SQUARE PROVIDENCE, RI 02918; EDUCATIONAL INSTITUTION; MEMBER; START DATE 2/2016; 3 HOURS/MONTH; 0 DURING TRADING HOURS; MEMBER OF COMMITTEE THAT ADVISES THE COLLEGE ON ATHLETIC AFFAIRS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-18
S63 Uniform Securities Agent State Law Examination 1981-09-09
  • S65 Uniform Investment Adviser Law Examination
    2008-09-18
  • S63 Uniform Securities Agent State Law Examination
    1981-09-09

View on SEC IAPD

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