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3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-04 |
| CT | RA | APPROVED | 2019-12-23 |
Branch Locations
3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seacrest Wealth Management | Purchase | NY | 04/2008 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 04/2008 | Present |
1) EDWARD. SULLIVAN IS DUALLY-REGISTERED AS AN INVESTMENT ADVISOR REPRESENTATIVE WITH SEACREST WEALTH MANAGEMENT, LLC - SINCE 04/2008) AND AS A REGISTERED REPRESENTATIVE WITH PURSHE KAPLAN STERLING INVESTMENTS, INC. (PKS" - SINCE 04/2008). BUSINESS IS CONDUCTED FROM 3010 WESTCHESTER AVENUE, SUITE 307, PURCHASE, NY 10577. APPROXIMATELY 90% OF MR. SULLIVAN'S TIME IS FOR SERVICES AS AN INVESTMENT ADVISOR REPRESENTATIVE. SWM AND PKS ARE NOT AFFILIATED. 2) PROVIDENCE COLLEGE; NOT INVESTMENT RELATED; ONE CUNNINGHAM SQ PROVIDENCE, RI 02918; EDUCATION; CHAIRMAN OF INVESTMENT COMMITTEE; START DATE: 01/2003; APPROX 5 HRS/MO; 2.5 DURING SECURITIES HRS; CHAIR A 10 PERSON COMMITTEE THAT OVERSEES THE SCHOOLS ENDOWMENT 3) PROVIDENCE COLLEGE ATHLETIC COMMITTEE; NOT INVESTMENT RELATED; 1 CUNNINGHAM SQUARE PROVIDENCE, RI 02918; EDUCATIONAL INSTITUTION; MEMBER; START DATE 2/2016; 3 HOURS/MONTH; 0 DURING TRADING HOURS; MEMBER OF COMMITTEE THAT ADVISES THE COLLEGE ON ATHLETIC AFFAIRS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1981-09-09 |
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