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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2009-07-24 |
Branch Locations
622 Emerson Rd Ste 400, Saint Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/1973 | Present |
| The Todd Organization Of St. Louis Llc | St. Louis | MO | 02/1978 | Present |
| Northwestern Mutual Investment Services, Llc | Saint Louis | MO | 02/1978 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) VICE CHAIR, BOARD OF DIRECTORS, SPECIAL EDUCATION FOUNDATION, 11933 WESTLINE INDUSTRIAL DR, ST LOUIS, , MISSOURI, 63131, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 6/16/2022, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, EFFECTIVE JULY 1 CHAIRPERSON OF THE BOD MEMBER OF BOD & EXECUTIVE COMMITTEE X OFFICIO EVERY COMMITTEE; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-13 |
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