Peter Thomas Mooney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1973 → 01/2026
  Insurance Agent
  Melbourne, FL
• 01/2001 → Present
  Mooney Financial Services
  Melbourne, FL
• 08/2006 → 01/2026
  Coordinated Capital Securities, Inc.
  Madison, WI
• 01/2026 → Present
  Lpl Financial Llc
  Melbourne, FL

Previous Registrations

• 2006-08-21 → 2026-01-15
  Coordinated Capital Securities, Inc.
  Fort Atkinson, WI
  Melbourne, FL
• 2003-01-21 → 2006-09-05
  Berthel, Fisher & Company Financial Services, Inc.
  Melbourne, FL
  Melbourne, FL
• 2000-12-12 → 2002-12-04
  Wells Fargo Advisors Financial Network, Llc
  Melbourne, FL

Other Businesses

1) 01/15/2026 - Mooney Financial Services / DBA LPL Business (entity for LPL business) Inv Related / At reported business location (s)

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-05-11
• S65 Uniform Investment Adviser Law Examination
  1999-12-29

Designations

• Chartered Financial Consultant

Other Names

• Peter T Mooney