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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-10 |
| NJ | RA | APPROVED | 2022-08-19 |
| TX | RA | APPROVED | 2022-08-18 |
Branch Locations
99 Park Avenue Suite 1910, New York, NY 10016 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Clark, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 06/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 08/2022 |
| Steward Partners Global Advisory, Llc | New York | NY | 08/2022 | Present |
| Steward Partners Investment Advisory, Llc | New York | NY | 08/2022 | Present |
| Steward Partners Investment Solutions, Llc | New York | NY | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-04-30 |
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