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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-10
NJ RA APPROVED 2022-08-19
TX RA APPROVED 2022-08-18
  • NY RA
    APPROVED
    Since 2024-01-10
  • NJ RA
    APPROVED
    Since 2022-08-19
  • TX RA
    APPROVED
    Since 2022-08-18

Branch Locations

99 Park Avenue Suite 1910, New York, NY 10016 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Clark, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 06/2013 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 08/2022
Steward Partners Global Advisory, Llc New York NY 08/2022 Present
Steward Partners Investment Advisory, Llc New York NY 08/2022 Present
Steward Partners Investment Solutions, Llc New York NY 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-04-30
  • S63 Uniform Securities Agent State Law Examination
    2014-04-30

View on SEC IAPD

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