L Thorne James

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1977 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 06/2011 → Present
  Bank Of America, N.A.
  Raleigh, NC

Other Businesses

I*6681For profit or not for profit: Name of outside business organization: Thorne and Stuart James Farmland 350 acresInvestment related: Address of business:Raleigh, North Carolina 27612Nature of business: ,Position, title, association: , Start date of relationship: 7/7/2015Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties:I*1174363For profit or not for profit: Entity CharitableName of outside business organization: Edenton Street United Methodist ChurchInvestment related: NAddress of business: Raleigh, North Carolina, 27603Nature of business: ["Church or Religious Organization"]Position, title, association: ["Committee"], [["Finance committee"]]Start date of relationship: 3/20/2023Number of hours devoted: 1 hour(s) Monthly, Number of hours devoted during trading hours: 1Duties: , I will serve on the Finance Committee and will assist in making decisions about the church budget. I*1888352, Entity Type, Name of OBA: Rental Property 1, Address: Farmville, NC, 27828, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 06/21/2024, No Hours: 10hrs/Annually, No Hours during trading: 0, Duties: Selling some timber on 37 acres adjacent to the cleared farmland.

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-05-20
• S63 Uniform Securities Agent State Law Examination
  1981-10-22

Designations

• Certified Financial Planner

Other Names

• L Thorne James
• L. Thorne James
• Thorne James
• Larry Thorne James
• L. T James
• L T James