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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-06-10 |
| TX | RA | APPROVED_RES | 2022-06-09 |
Branch Locations
6815 Poplar Avenue Suite 210, Germantown, TN 38138 • United States
Memphis, TN • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Memphis | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Memphis | TN | 11/2016 | 06/2022 |
| Rbc Capital Markets, Llc | Memphis | TN | 06/2022 | Present |
TRUSTEE FOR TRUSTS CREATED U/W FATHER (15); INV RELATED; NASHVILLE, TN; START 3/14/16; 0.30 HOURS PER MONTH, 0 HOURS DURING TRADING. CANNON BROS FARM, NOT INV. RELATED, MEMPHIS, TN, 15% OWNERSHIP, START 2/23/2017, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FAMILY FARM LAND.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1981-09-25 |
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