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Roger Henry Tulcin

Neuberger Berman Bd LLC

New York, NY

New York, NY

CRD 846337

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
NJ RA APPROVED 2005-08-23
  • NY RA
    APPROVED
    Since 2021-03-26
  • NJ RA
    APPROVED
    Since 2005-08-23

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

New York, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc New York NY 07/2005 Present
  • 07/2005 → Present
    Neuberger Berman, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-08
S63 Uniform Securities Agent State Law Examination 1991-10-04
  • S66 Uniform Combined State Law Examination
    2005-08-08
  • S63 Uniform Securities Agent State Law Examination
    1991-10-04

View on SEC IAPD

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