Best Investors Account Sign in
Inactive

John Thomas Bruce

Cantor Fitzgerald Investment Advisors

New York, NY

CRD 846177

Claim This Profile
Employer firm

Cantor Fitzgerald Investment Advisors CRD 159296

$3.24B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cantor Fitzgerald Investment Advisors

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-07-08
  • VA RA
    APPROVED
    Since 2021-07-08

Branch Locations

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flippin, Bruce & Porter, Inc. Lynchburg VA 05/1985 06/2021
Cantor Fitzgerald Investment Advisors Lynchburg VA 06/2021 Present
Previous Registrations
  • 1987-08-27 → 2021-07-07
    Flippin Bruce & Porter Inc
    Lynchburg, VA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-03-29
S65 Uniform Investment Adviser Law Examination 1990-03-29
  • S63 Uniform Securities Agent State Law Examination
    1990-03-29
  • S65 Uniform Investment Adviser Law Examination
    1990-03-29
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor