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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-02-27 |
| CA | RA | APPROVED | 2002-06-11 |
Branch Locations
2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States
Sugar Land, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Houston | TX | 03/2008 | Present |
| City National Bank | Houston | TX | 11/2017 | Present |
(1) PBC WELANDS LLC; ADDRESS: NINE GREENWAY PLAZA SUITE 3100 HOUSTON, TX 77046; BUSINESS DESCRIPTION: LAND MITIGATION BANK; NOT INVESTMENT RELATED; START DATE: 01/01/2008; CAPACITY: BOARD OF DIRECTORS; DUTIES: OVERSIGHT & GUIDANCE; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) LWH FAMILY LP; ADDRESS: PRIVATE RESIDENCE; BUSINESS DESCRIPTION: INVESTMENT PARTNERSHIP; NOT INVESTMENT RELATED; START DATE: 08/10/2016; CAPACITY: OWNER-ACTIVE; DUTIES: MANAGE ASSETS; HOURS DEVOTED PER WEEK: 1 TO 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1; (3) NATIONAL ASSOCIATION OF CORPORATE DIRECTORS; ADDRESS: NACD TEXAS TRICITY CHAPTERS, HOUSTON, TX; BUSINESS DESCRIPTION: CORPORATE DIRECTORS AND OFFICERS ASSOC.; NOT INVESTMENT RELATED; START DATE: 01/31/2018; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1979-12-14 |
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