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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2002-12-11 |
Branch Locations
1071 Lisbon St Ste 3, Lewiston, ME 04240-5768 • United States
Centervale Farm Ste 110 200 Us Route 1, Scarborough, ME 04074-6002 • United States
Saco, ME • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Scarborough | ME | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Scarborough | ME | 03/2020 | Present |
Board of Directors; TJC Support Board; Secretary; 53 Spruce Street, , Lewiston, ME, 04240; Not Investment-Related; 11/24/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Collaboration Partners, LLC; Managing Partner - Oversee strategic vision, operations and financial management; ; 200 US Route 1 Suite 110, , Scarborough, ME, 4074; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-07-01 |
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