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Current Employers
Financial Resources Group, Llc

116 Oak Street 2Nd Floor, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-09-04
  • CT RA
    APPROVED
    Since 2018-09-04

Branch Locations

116 Oak Street 2Nd Floor, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Insurvest Group, Dba For Richard Rake (Self-Employed) Glastonbury CT 03/1987 Present
Independent Advisers Group Corp Glastonbury CT 03/1997 12/2016
Lincoln Financial Securities Corporation Glastonbury CT 07/2008 08/2018
Financial Resources Group, Llc Glastonbury CT 09/2018 10/2025
Financial Resources Group, Llc Glastonbury CT 09/2018 Present
  • 03/1987 → Present
    The Insurvest Group, Dba For Richard Rake (Self-Employed)
    Glastonbury, CT
  • 03/1997 → 12/2016
    Independent Advisers Group Corp
    Glastonbury, CT
  • 07/2008 → 08/2018
    Lincoln Financial Securities Corporation
    Glastonbury, CT
  • 09/2018 → 10/2025
    Glastonbury, CT
  • 09/2018 → Present
    Glastonbury, CT
Previous Registrations
  • 2003-09-02 → 2018-08-30
    Osaic Fs, Inc.
    Glastonbury, CT
  • 1997-03-17 → 2016-12-22
    Independent Advisers Group Corp
    Glastonbury, CT
Other Businesses

1) INSURVEST GROUP 140 HEBRON AVENUE, SUITE 101A PO BOX 717 GLASTONBURY, CT 06033 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: ENTITY USED TO MARKETING ACCIDENT/HEALTH INSURANCE, DISABILITY INSURANCE, FIXED/INDEXED ANNUITIES, HEALTH SAVING ACCOUNTS AND TRADITIONAL LIFE INSURANCE PRODUCTS. START DATE: 03/1987 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5. 2) RICHARD RAKE 140 HEBRON AVENUE, SUITE 101A GLASTONBURY, CT 06033 CATEGORY: NOTARY PUBLIC INVESTMENT-RELATED: NO TITLE: NOTARY DUTIES: NOTORIZING SIGNATURE GUARANTEE CARDS FOR REPRESENTATIVES FOR BUSINESS SUBMISSION I.E. SIGNATURE GUARANTEE CARD. START DATE: 08/1992 HOURS PER MONTH: 0 HOURS PER MONTH DURING TRADING HOURS: 0. 3) FINANCIAL RESOURCES GROUP, LLC. 140 HEBRON AVENUE, SUITE 101A GLASTONBURY, CT 06033 CATEGORY: LEGAL ENTITY/TAX PREPARATION INVESTMENT RELATED: NO TITLE: MANAGER DUTIES: OVERSEE TAX FORM PREPARATION AND MANAGEMENT OF THE COMPANY. START DATE: 02/01/2018 HOURS PER MONTH: 3 HOURS PER MONTH DURING TRADING HOURS: 3.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-03-14
  • S63 Uniform Securities Agent State Law Examination
    1991-03-14
Designations
Other Names
  • Rick Rake

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