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116 Oak Street 2Nd Floor, Glastonbury, CT 06033 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-09-04 |
Branch Locations
116 Oak Street 2Nd Floor, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Insurvest Group, Dba For Richard Rake (Self-Employed) | Glastonbury | CT | 03/1987 | Present |
| Independent Advisers Group Corp | Glastonbury | CT | 03/1997 | 12/2016 |
| Lincoln Financial Securities Corporation | Glastonbury | CT | 07/2008 | 08/2018 |
| Financial Resources Group, Llc | Glastonbury | CT | 09/2018 | 10/2025 |
| Financial Resources Group, Llc | Glastonbury | CT | 09/2018 | Present |
1) INSURVEST GROUP 140 HEBRON AVENUE, SUITE 101A PO BOX 717 GLASTONBURY, CT 06033 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: ENTITY USED TO MARKETING ACCIDENT/HEALTH INSURANCE, DISABILITY INSURANCE, FIXED/INDEXED ANNUITIES, HEALTH SAVING ACCOUNTS AND TRADITIONAL LIFE INSURANCE PRODUCTS. START DATE: 03/1987 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5. 2) RICHARD RAKE 140 HEBRON AVENUE, SUITE 101A GLASTONBURY, CT 06033 CATEGORY: NOTARY PUBLIC INVESTMENT-RELATED: NO TITLE: NOTARY DUTIES: NOTORIZING SIGNATURE GUARANTEE CARDS FOR REPRESENTATIVES FOR BUSINESS SUBMISSION I.E. SIGNATURE GUARANTEE CARD. START DATE: 08/1992 HOURS PER MONTH: 0 HOURS PER MONTH DURING TRADING HOURS: 0. 3) FINANCIAL RESOURCES GROUP, LLC. 140 HEBRON AVENUE, SUITE 101A GLASTONBURY, CT 06033 CATEGORY: LEGAL ENTITY/TAX PREPARATION INVESTMENT RELATED: NO TITLE: MANAGER DUTIES: OVERSEE TAX FORM PREPARATION AND MANAGEMENT OF THE COMPANY. START DATE: 02/01/2018 HOURS PER MONTH: 3 HOURS PER MONTH DURING TRADING HOURS: 3.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-03-14 |
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