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Randy Scott Nelson

Rbc Capital Markets, LLC

Houston, TX

Fulshear, TX

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-17
  • TX RA
    APPROVED
    Since 2016-11-17

Branch Locations

2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States

Fulshear, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Houston TX 03/2008 Present
City National Bank Houston TX 08/2019 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Houston, TX
  • 08/2019 → Present
    City National Bank
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-17
S63 Uniform Securities Agent State Law Examination 1979-10-05
  • S66 Uniform Combined State Law Examination
    2016-11-17
  • S63 Uniform Securities Agent State Law Examination
    1979-10-05

View on SEC IAPD

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