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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-12-19 |
| TX | RA | APPROVED | 2015-11-24 |
Branch Locations
299 Park Ave 26Th Floor, New York, NY 10171 • United States
New York City, NY • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 11/2015 | Present |
George Jackson Academy / 104 St Marks Pl New York,New York 10009 / Other/ Education / Education of children / Other / Board of trustees / participate in overall decisions about direction of school / Start Date 01/02/2012/ School /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1979-11-07 |
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