Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-05-01 |
| TX | RA | APPROVED | 2024-05-01 |
Branch Locations
265 E Main St Ste A, Branford, CT 06405 • United States
555 Long Wharf Dr, New Haven, CT 06511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | New Haven | CT | 08/2002 | 05/2024 |
| Lpl Financial Llc | New Haven | CT | 05/2024 | Present |
1-04/2024 / Thimble Island Retirement Plan Services / DBA for LPL Business (entity for LPL business) / Investment Related 2-04/2024 / Thimble Private Wealth / DBA for LPL Business (entity for LPL business) / Investment Related / 65 hrs mnth / 8 hrs during trading 3- 04/2024 / Thimble Island Private Wealth / DBA for LPL Business (entity for LPL business) / Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-09-19 |
Reach out to this advisor