Matthew Conroy Fleming

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 09/2016
  Great West Financial
  Greenwood Village, CO
• 01/2017 → 07/2023
  Prudential Annuities Distributors
  Shelton, CT
• 01/2017 → 07/2023
  Prudential Insurance Company Of America
  Shelton, CT
• 09/2016 → 01/2017
  Unemployed
  Northford, CT
• 07/2023 → 08/2023
  Janney Montgomery Scott Llc
  New Haven, CT
• 08/2023 → 05/2024
  Janney Montgomery Scott Llc
  New Haven, CT
• 05/2024 → Present
  Lpl Financial Llc
  New Haven, CT

Previous Registrations

• 2023-07-25 → 2024-05-09
  Janney Montgomery Scott Llc
  New Haven, CT

Other Businesses

1. 04/23/2024- Thimble Island Retirement Plan Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2. 04/03/2024- Thimble Island Private Wealth-DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 3. 03/27/2024- Thimble Private Wealth- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-12-04

Designations

• Certified Financial Planner

Other Names

• Matt Fleming
• Mattew Conroy Fleming
• Matt C Fleming
• Matthew Fleming
• Matthew Conroy Fleming
• Matthew C Fleming