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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-05-01 |
| TX | RA | APPROVED | 2024-05-01 |
Branch Locations
555 Long Wharf Dr, New Haven, CT 06511 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great West Financial | Greenwood Village | CO | 02/2016 | 09/2016 |
| Prudential Annuities Distributors | Shelton | CT | 01/2017 | 07/2023 |
| Prudential Insurance Company Of America | Shelton | CT | 01/2017 | 07/2023 |
| Unemployed | Northford | CT | 09/2016 | 01/2017 |
| Janney Montgomery Scott Llc | New Haven | CT | 07/2023 | 08/2023 |
| Janney Montgomery Scott Llc | New Haven | CT | 08/2023 | 05/2024 |
| Lpl Financial Llc | New Haven | CT | 05/2024 | Present |
1. 04/23/2024- Thimble Island Retirement Plan Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2. 04/03/2024- Thimble Island Private Wealth-DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 3. 03/27/2024- Thimble Private Wealth- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-12-04 |
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