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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-07-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc | Hamden | CT | 02/2006 | 04/2019 |
| Primerica Financial Services | Hamden | CT | 03/2005 | 04/2019 |
| Rocky'S Aqua | Clinton | CT | 04/2007 | 07/2024 |
| Hamden Public Schools | Hamden | CT | 09/2018 | 07/2024 |
| Lpl Financial Llc | Chester | CT | 04/2019 | Present |
| Private Advisor Group, Llc | Chester | CT | 05/2019 | 07/2024 |
1. 08/13/2024 - Thimble Island Private Wealth LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/22/2024 - 160 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-19 |
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