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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-05-01 |
Branch Locations
555 Long Wharf Dr, New Haven, CT 06511 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott | New Haven | CT | 04/2023 | 05/2024 |
| Hot Tub Discounts | North Branford | CT | 08/2022 | 04/2023 |
| Unemployed | North Branford | CT | 03/2020 | 08/2022 |
| Bend Over Backwards Llc | New Haven | CT | 12/2019 | 02/2020 |
| Unemployed | North Branford | CT | 03/2019 | 12/2019 |
| Anthem Bcbs | Wallingford | CT | 08/2013 | 03/2019 |
| Lpl Financial Llc | New Haven | CT | 05/2024 | Present |
1. 04/26/2024- Thimble Island Private Wealth- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2. 04/26/2024- Notary- CT 06511- Start Date 05/01/2024 3. 04/26/2024- Thimble Island Retirement Plan Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 4. 04/26/2024- Thimble Private Wealth- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-29 |
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