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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-20 |
Branch Locations
2385 Nw Executive Center Dr Ste 260 [Satellite], Boca Raton, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Coral Springs | FL | 05/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Coral Springs | FL | 11/2016 | 11/2023 |
| Wells Fargo Advisors Financial Network, Llc | Boca Raton | FL | 11/2023 | Present |
JEFFREY KASSOWER, LLC, INVT RELATED, BOYNTON BEACH, FL, 100% OWNERSHIP, START DATE 11/17/2023, 160 HRS PER MONTH AND DURING TRADING, TRANSITIONING TO FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-23 |
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