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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-09-05 |
| NY | RA | APPROVED | 2024-09-05 |
| FL | RA | APPROVED | 2020-08-21 |
Branch Locations
Fountain Square 2700 N. Military Trail, Suite 230, Boca Raton, FL 33431 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital | Weston | CT | 05/2014 | 01/2020 |
| A.G.P. / Alliance Global Partners | Boca Raton | FL | 01/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-20 |
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