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Michael Nathan Rabe

Rabe Investment Consulting Group

Richfield, OH

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Current Employers
Rabe Investment Consulting Group

4199 Kinross Lakes Parkway Suite 210, Richfield, OH 44286 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-11-15
  • OH RA
    APPROVED
    Since 2021-11-15

Branch Locations

4199 Kinross Lakes Parkway Suite 210, Richfield, OH 44286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cleveland OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Cleveland OH 11/2016 11/2021
Rabe Investment Consulting Group Akron OH 11/2021 Present
Previous Registrations
  • 2003-07-01 → 2021-11-23
    Wells Fargo Clearing Services, Llc
    Kettering, OH
    Cleveland, OH
    Cleveland, OH
    Akron, OH
    Akron, OH
  • 2000-03-24 → 2003-07-01
    Prudential Equity Group, Llc
    Cleveland, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-18
S63 Uniform Securities Agent State Law Examination 1985-12-07
  • S65 Uniform Investment Adviser Law Examination
    1992-11-18
  • S63 Uniform Securities Agent State Law Examination
    1985-12-07
Designations
Other Names
  • Michael N Rabe

View on SEC IAPD

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BRADFORD CHARLES BURGESS
MARCI M STEWART
Elizabeth Loveman
HARLYNN J M J HOBBS

Other Offices

CHARLES SCHWAB & CO., INC. · Richfield, OH
SCHWAB WEALTH ADVISORY, INC. · Richfield, OH
SCHWAB WEALTH ADVISORY, INC. · Richfield, OH
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC · Richfield, OH
EDWARD JONES · Richfield, OH
SIKICH FINANCIAL · Richfield, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH

More in Richfield, OH

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