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3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-08-10 |
| MI | RA | APPROVED | 2021-11-19 |
| AZ | RA | APPROVED | 2020-02-18 |
| ID | RA | APPROVED | 2019-03-04 |
| VA | RA | APPROVED | 2018-09-06 |
| WA | RA | APPROVED | 2018-09-06 |
| CA | RA | APPROVED | 2018-08-03 |
Branch Locations
5075 Shoreham Place Suite 230, San Diego, CA 92122 • United States
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
Del Mar, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Designs, Ltd | San Diego | CA | 01/1978 | Present |
| Independent Financial Group, Llc | San Diego | CA | 03/2004 | 07/2018 |
| Concorde Investment Services, Llc | Ann Arbor | MI | 08/2018 | Present |
| Concorde Asset Management, Llc | Ann Arbor | MI | 08/2018 | Present |
(1) PRESIDENT AND OWNER OF DBA "FINANCIAL DESIGNS, LTD," INVESTMENT RELATED. OFFERING SECURITIES, ADVISORY, FINANCIAL PLANNING AND INSURANCE SERVICES SINCE 2016. 5075 SHOREHAM PLACE, SUITE 200, SAN DIEGO CA 92122. FULL TIME DURING BUSINESS HOURS, 11-20 HOURS/MONTH DURING NON-BUSINESS HOURS. (2)HOST OF THE 'FINANCIAL ADVISORS' WEEKLY RADIO SHOW, INVESTMENT RELATED. BROADCAST THROUGH KOGO AM 600 IN SAN DIEGO. 5075 SHOREHAM PLACE, SUITE 200, SAN DIEGO CA 92122 1-5 HOURS/MONTH DURING BUSINESS HOURS, 1-5 HOURS/MONTH DURING NON-BUSINESS HOURS. (3) CA INSURANCE AGENT OFFERING SALES OF FIXED INSURANCE PRODUCTS SINCE 2002. NON-INVESTMENT RELATED. APPROX 5% OF TIME SPENT. ALL BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (4) CONCORDE ASSET MANAGEMENT, LLC, INVESTMENT RELATED, ANN ARBOR, MI, INVESTMENT ADVISOR REPRESENTATIVE PERFORMING INVESTMENT ADVISORY SALES AND SERVICE. FULL TIME DURING BUSINESS HOURS, 6-10 HOURS/MONTH DURING NON-BUSINESS HOURS. (5) Westland Insurance. Investment related. 5075 Shoreham Place Suite 200, San Diego, CA 92122. Roles include President. Hours worked 1-5 hours during business hours and 1-5 hours during non-business hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-07-02 |
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