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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vista Financial Group | Northboro | MA | 07/1997 | Present |
| Voya Financial Advisors | Grafton | MA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 12 GRAFTON COMMON; GRAFTON; MA; 1519; Fixed insurance sales; INDEPENDENT INSURANCE AGENT; 6/16/2006; 96; 96; Sales of fixed insurance products.|NAME OF ENTITY:Vista Financial Group; Yes; 12 GRAFTON COMMON; GRAFTON; MA; 01519; FINANCIAL SERVICES/DBA; SERVICE SPECIALIST; 7/1/1997; 80; 80; SALE & SERVICE OF FIXED INSURANCE,SECURITIES AND INVESTMENT PRODUCTS. PROVIDE OFFICE ADMIINTRATIVE SERVICES.|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-15 |
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