Gerald Lee Johnson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1997 → Present
  Vista Financial Group
  Northboro, MA
• 09/2014 → 06/2021
  Voya Financial Advisors
  Grafton, MA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-03-08 → 2021-06-09
  Voya Financial Advisors, Inc.
  Grafton, MA
  Northboro, MA
  Windsor, CT

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 12 GRAFTON COMMON; GRAFTON; MA; 1519; Fixed insurance sales; INDEPENDENT INSURANCE AGENT; 6/16/2006; 96; 96; Sales of fixed insurance products.|NAME OF ENTITY:Vista Financial Group; Yes; 12 GRAFTON COMMON; GRAFTON; MA; 01519; FINANCIAL SERVICES/DBA; SERVICE SPECIALIST; 7/1/1997; 80; 80; SALE & SERVICE OF FIXED INSURANCE,SECURITIES AND INVESTMENT PRODUCTS. PROVIDE OFFICE ADMIINTRATIVE SERVICES.|

Exams

• S66 Uniform Combined State Law Examination
  2007-02-28
• S63 Uniform Securities Agent State Law Examination
  2002-10-15