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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-12
CT RA APPROVED 2025-05-06
RI RA APPROVED 2025-05-05
  • FL RA
    APPROVED
    Since 2025-08-12
  • CT RA
    APPROVED
    Since 2025-05-06
  • RI RA
    APPROVED
    Since 2025-05-05

Branch Locations

20 George Hannum Street Ma136, Belchertown, MA 01007 • United States

100 Charlton Road, Sturbridge, MA 01566 • United States

20 Island Pond Road Ms: Ma-390, Springfield, MA 01118 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

1282 Springfield Street Mailstop: Ma-253, Feeding Hills, MA 01030 • United States

57 Main Street, Westfield, MA 01085 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
99 Restaurant Springfield MA 05/2017 10/2018
Pridestores Springfield MA 06/2015 04/2017
Edward Jones St Louis MO 10/2018 04/2025
Citizens Securities, Inc. Springfield MA 04/2025 Present
  • 05/2017 → 10/2018
    99 Restaurant
    Springfield, MA
  • 06/2015 → 04/2017
    Pridestores
    Springfield, MA
  • 10/2018 → 04/2025
    St Louis, MO
  • 04/2025 → Present
    Springfield, MA
Previous Registrations
  • 2019-03-26 → 2025-02-06
    Springfield, MA
    Springfield, MA
    St Louis, MO
    East Longmeadow, MA
    Wilbraham, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-25
  • S66 Uniform Combined State Law Examination
    2019-01-25
Other Names
  • Christopher Oconnor

View on SEC IAPD

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