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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-15 |
| MA | RA | APPROVED | 2023-06-29 |
Branch Locations
198 Charlton Rd Suite 9, Sturbridge, MA 01566 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Carriers | East Brookfield | MA | 02/1999 | Present |
| True North Financial Services | East Brookfield | MA | 09/2010 | 05/2019 |
| Voya Financial Advisors | E Brookfield | MA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Joyful Wealth Planning | East Brookfield | MA | 05/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Aireloom Properties Llc | East Brookfield | MA | 04/2026 | Present |
1) NAME OF ENTITY: independent insurance agent; Yes; SAME AS REGISTERED LOCATION; 1515; fixed insurance sales; independent insurance agent; 2/12/2009; 4; 4; sales of fixed insurance products| 2) |NAME OF ENTITY: Joyful Wealth Planning, LLC.; Yes; SAME AS REGISTERED LOCATION; Financial Services/dba; owner; 6/1/2020; 200; 5; Sale and Service Insurance, Securities and Investment products.| 3) NAME OF OTHER BUSINESS: QUABOAG CHURCH INVESTMENT RELATED: NO ADDRESS: 175 FISKDALE RD BROOKFIELD MA 01506 NATURE OF BUSINESS: BUDGET COUNSELING START DATE: 3/13/2026 POSITION/TITLE/RELATIONSHIP: VOLUNTEER BUDGET COUNSELOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HELP PEOPLE WITH THEIR MONTHLY BUDGETS. 4) NAME OF OTHER BUSINESS: AIRELOOM PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 4/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGEMENT OF THE PROPERTIES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-12 |
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