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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-15
MA RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2026-04-15
  • MA RA
    APPROVED
    Since 2023-06-29

Branch Locations

198 Charlton Rd Suite 9, Sturbridge, MA 01566 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers East Brookfield MA 02/1999 Present
True North Financial Services East Brookfield MA 09/2010 05/2019
Voya Financial Advisors E Brookfield MA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Joyful Wealth Planning East Brookfield MA 05/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Aireloom Properties Llc East Brookfield MA 04/2026 Present
  • 02/1999 → Present
    Various Insurance Carriers
    East Brookfield, MA
  • 09/2010 → 05/2019
    True North Financial Services
    East Brookfield, MA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    E Brookfield, MA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2019 → Present
    Joyful Wealth Planning
    East Brookfield, MA
  • 06/2023 → Present
    Schaumburg, IL
  • 04/2026 → Present
    Aireloom Properties Llc
    East Brookfield, MA
Previous Registrations
  • 2004-03-15 → 2021-06-09
    Albany, NY
    East Brookfield, MA
    Grafton, MA
    Windsor, CT
  • 2000-03-09 → 2003-10-24
    Waddell & Reed
    Harrisburg, PA
Other Businesses

1) NAME OF ENTITY: independent insurance agent; Yes; SAME AS REGISTERED LOCATION; 1515; fixed insurance sales; independent insurance agent; 2/12/2009; 4; 4; sales of fixed insurance products| 2) |NAME OF ENTITY: Joyful Wealth Planning, LLC.; Yes; SAME AS REGISTERED LOCATION; Financial Services/dba; owner; 6/1/2020; 200; 5; Sale and Service Insurance, Securities and Investment products.| 3) NAME OF OTHER BUSINESS: QUABOAG CHURCH INVESTMENT RELATED: NO ADDRESS: 175 FISKDALE RD BROOKFIELD MA 01506 NATURE OF BUSINESS: BUDGET COUNSELING START DATE: 3/13/2026 POSITION/TITLE/RELATIONSHIP: VOLUNTEER BUDGET COUNSELOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HELP PEOPLE WITH THEIR MONTHLY BUDGETS. 4) NAME OF OTHER BUSINESS: AIRELOOM PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 4/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGEMENT OF THE PROPERTIES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-10
S63 Uniform Securities Agent State Law Examination 1999-01-12
  • S65 Uniform Investment Adviser Law Examination
    2000-01-10
  • S63 Uniform Securities Agent State Law Examination
    1999-01-12
Designations
Other Names
  • Amy Hilda Luukko
  • Amy Hilda Luukko
  • Amy Hilda Casey

View on SEC IAPD

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