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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-01-08 |
| IL | RA | APPROVED | 2024-12-02 |
| SC | RA | APPROVED | 2024-09-12 |
| CA | RA | APPROVED | 2024-09-05 |
| CT | RA | APPROVED | 2024-09-05 |
| NJ | RA | APPROVED | 2024-09-05 |
| NC | RA | APPROVED | 2024-09-05 |
| FL | RA | APPROVED | 2019-10-23 |
| TX | RA | APPROVED_RES | 2019-10-04 |
Branch Locations
Fountain Square 2700 N. Military Trail, Suite 230, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quadstar Capital Advisors, Inc. | New York | NY | 11/2009 | 10/2019 |
| Aegis Capital Corp. | New York | NY | 03/2010 | 10/2019 |
| A.G.P. / Alliance Global Partners | Boca Raton | FL | 10/2019 | Present |
1)RG MICHALS, 40 WALL ST, 46TH FLOOR, NEW YORK, NY 10005, THE PURPOSE OF THE AFFILIATION IS FOR MEDICAL INSURANCE ONLY, NO DUTIES OR TITLE, NOT INVESTMENT RELATED; START DATE: 4/29/2009; 0 HOURS PER MONTH DEVOTED TO BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-05 |
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