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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2021-12-07 |
| NY | RA | APPROVED | 2021-05-13 |
| IN | RA | APPROVED | 2021-03-15 |
| AL | RA | APPROVED | 2021-02-26 |
| CO | RA | APPROVED | 2019-06-11 |
| NM | RA | APPROVED | 2019-06-11 |
| ID | RA | APPROVED | 2019-05-23 |
| TX | RA | APPROVED_RES | 2019-04-08 |
| NC | RA | APPROVED | 2018-05-22 |
| VA | RA | APPROVED | 2018-03-05 |
| GA | RA | APPROVED | 2018-02-15 |
| FL | RA | APPROVED | 2017-06-16 |
| LA | RA | APPROVED | 2015-01-22 |
| CA | RA | APPROVED | 2013-07-17 |
| TN | RA | APPROVED | 2004-02-05 |
Branch Locations
40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wiley Bros.-Aintree Capital, Llc | Nashville | TN | 01/1994 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-19 |
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