Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

600 French Road South Building Suite 100, New Hartford, NY 13413 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Utica NY 09/1984 Present
Metlife Securities Inc. Utica NY 09/1984 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc New Hartford NY 03/2017 Present
  • 09/1984 → Present
    Metropolitan Life Insurance Company
    Utica, NY
  • 09/1984 → Present
    Metlife Securities Inc.
    Utica, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    New Hartford, NY
Other Businesses

1)NAME:MARK HODGE, INV REL:Y ADDR:8378 SENECA TURNPIKE NEW HARTFORD NY 13413 NATURE:LIFE INSURANCE, GROUP LIFE, FIXED ANNUITIES, POSITION:AGENT, START:1984 NO HR/MO:15 NO HR/MO DUR TRADING:15

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New Hartford, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor