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Donna M Kratzenberg

LPl Enterprise, LLC

New Hartford, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

600 French Road, New Hartford, NY 13413 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America New Hartford NY 08/1988 Present
Pruco Securities, Llc. New Hartford NY 08/1988 11/2024
Lpl Enterprise, Llc New Hartford NY 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-22
S63 Uniform Securities Agent State Law Examination 1995-01-27
  • S65 Uniform Investment Adviser Law Examination
    1997-05-22
  • S63 Uniform Securities Agent State Law Examination
    1995-01-27
Other Names
  • Donna Marie Kratzenberg
  • Donna Leshinskikratzenberg
  • Donna Marie Leshinski

View on SEC IAPD

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MML INVESTORS SERVICES, LLC · New Hartford, NY
ROBERT W. BAIRD & CO. INCORPORATED · New Hartford, NY
COMMONWEALTH FINANCIAL NETWORK · New Hartford, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · UTICA, NY
MORGAN STANLEY · Utica, NY
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PARADIGM CONSULTING, INC. · UTICA, NY
OSAIC WEALTH, INC. · UTICA, NY

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