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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

600 French Road South Building Suite 100, New Hartford, NY 13413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc New Hartford NY 11/2015 Present
Massmutual Life Insurance Co New Hartford NY 10/2015 Present
  • 11/2015 → Present
    New Hartford, NY
  • 10/2015 → Present
    Massmutual Life Insurance Co
    New Hartford, NY
Other Businesses

(1) NAME: WILLIAM MATTESON, INV REL: Y, ADDR: #2 8378 SENECA TPKE NEW HARTFORD NY 13413-4956, NATURE: HEALTH, GROUP LIFE, GROUP DI, POSITION: AGENT, START:1/1/ 2002, NO HRS/MO: 2, NO HRS/MO DUR TRADING: 0. (2) NAME: TETON DREAMING LLC INV REL: Y ADDR: 8274 KELLOGG ST CLINTON NY 13323 NATURE: RENTAL INCOME POSITION: OWNER START DATE: 05/26/2022 NO. HR/MO: .5 NO. HR/MO DURING SEC TRADING:0 DUTIES: DETERMINE IF WE ARE GOING TO USE THE WEEKS WE ARE ALLOTTED IN THAT GIVEN YEAR. (3)NAME:600 FRENCH LLC, INV REL: Y ADDR: 600 FRENCH RD SOUTH BUILDING,SUITE 100, NEW HARTFORD NY 13413, NATURE:RENTAL INCOME-SUBLEASE WITH OTHER TENNANTS IN OUR OFFICE SPACE, POSITION: 50/50 PARTNERS, START: 8/1/2021, NO HR/MO:5 NO HR/MO DUR TRADING:5 DUTIES: SIGNED 7 YEAR LEASE WITH THE BUILDING OWNER. RUN AND MAINTAIN COMMUNIAL OFFICE SPACE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-05-09
  • S63 Uniform Securities Agent State Law Examination
    2003-05-09

View on SEC IAPD

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