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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-21 |
| TX | RA | APPROVED | 2023-10-30 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
1000 Corporate Drive, Suite 600, Fort Lauderdale, FL 33334 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | Ft Lauderdale | FL | 10/1982 | 10/2023 |
| Massmutual Life Insurance Company | Ft. Lauderdale | FL | 08/1980 | 10/2023 |
| Lpl Financial Llc | Ft Lauderdale | FL | 10/2023 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2023 | Present |
| Hub International Investment Services | Kansas City | MO | 05/2025 | Present |
1) 08/21/2023 - HUB RETIREMENT & WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 2) 08/21/2023 - BLS, A DIV OF HUB RETIREMENT & WEALTH MGMT - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 3) 08/11/2023 - HUB INTERNATIONAL - Outside/W-2 Employment - Non-Inv Rel - At Reported Business Location(s) - Start: 10/2023 4) 08/11/2023 - BLS WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 5) 08/11/2023 - BLS wealth Management - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 10/2023 6) 11/1/2023: BLS, A DIV OF HUB RETIREMENT & WEALTH MGMT; At reported business location(s); Registered Investment Advisor DBA; Inv. related; start date 10/23/2023; 160hrs/mo.; 8hrs. during trading. 7) 11/1/2023: BLS WEALTH MANAGEMENT; At reported business location(s); Registered Investment Advisor DBA; Inv. related; start date 10/23/2023; 160hrs/mo.; 8hrs. during trading. 8) 11/1/2023: GLOBAL RETIREMENT PARTNERS; At reported business location(s); Registered Investment Advisor Hybrid; Inv. related; start date 10/23/2023; 160hrs/mo.; 8hrs. during trading; I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9) 11/1/2023: HuB RETIREMENT & WEALTH MANAGEMENT; At reported business location(s); Registered Investment Advisor DBA; Inv. related; start date 10/23/2023; 160hrs/mo.; 8hrs. during trading. 10) 08/15/2024 - HUB INTERNATIONAL INVESTMENT SERVICES INC. - Other - Accomidation Broker Dealer - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-10-03 |
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