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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-28 |
Branch Locations
4700 Falls Of Neuse Road 390, Raleigh, NC 27609 • United States
Raleigh, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Raleigh | NC | 09/2013 | 01/2026 |
| Cornerstone Financial Partners, Inc. Dba Midtown Advisors | Raleigh | NC | 02/2016 | 03/2017 |
| Independent Advisor Alliance | Charlotte | NC | 03/2017 | 01/2026 |
| Osaic | Raleigh | NC | 01/2026 | Present |
1. MIDTOWN ADVISORS POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2012 ADDRESS: 4700 FALLS OF NEUSE RD, Ste 390, Raleigh NC 27609, United States DESCRIPTION: DBA for securities and insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-02 |
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