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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2022-12-15 |
| TX | RA | APPROVED_RES | 2014-07-21 |
| CA | RA | APPROVED | 2011-04-25 |
Branch Locations
2301 Rosecrans Ave Ste 4195, El Segundo, CA 90245 • United States
Culver City, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Los Angeles | CA | 04/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | El Segundo | CA | 03/2020 | Present |
Board of Directors; Investment & Wealth Institute; member of ethics committee; 5619 DTC Parkway , ste 500, , Greenwood, CO, 80111; Not Investment-Related; 05/01/2021; 1 to 9 hours per month; 0 during trading hours / FoxGate Homeowners Association; Treasurer; 5627 Canterbury Dr, , Culver City, CA, 90230; Not Investment-Related; 06/04/2023; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1980-10-03 |
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