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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2004-02-02 |
| TX | RA | APPROVED_RES | 2000-08-14 |
Branch Locations
3102 West End Avenue Suite 780, Nashville, TN 37203 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Nashville | TN | 08/2000 | Present |
CORNER PARTNERSHIP; 150 4th Avenue South, Suite 1100, Nashville, TN 37219; Real estate development investments and input in real estate investments; Partner and chief manager; member and advisor; 12/1/1993; Business hours per month: No // NASHVILLE CATS LLC; Nashville, TN ; To date no income received simply disclosing the ownership of the trademark. Nothing securities related. Simply disclosing the trademark at this time. Trademark Disclosure: Nashville Kats, LLC or Cats unsure which is your trademark entity; Proprietor / owner; Trademark Ownership only, not an actual business; 8/15/2017; Business hours per month: No // 12TH AVENUE PARTNERS; 150 4th Avenue North, Suite 100, Nashville, TN 37219; Real estate investments; Partner; Advice on W Hotel; 9/27/2018; Business hours per month: No // INGLEWOOD LLC; 150 4th Avenue South, Suite 1100, Nashville, TN 37219; real estate investment; Partner; advise on best use of real estate; 6/8/2016; Business hours per month: No // VANDERBILT-INGRAM CANCER CENTER BOARD OF OVERSEERS; 3322 West End Avenue, Suite 900, Nashville, TN 37203; Vanderbilt-Ingram Cancer Center; Other; board member; serve on the board; 11/8/2018; Business hours per month: No // COUNTRY MUSIC HALL OF FAME FOUNDATION INC; Nashville, TN; Non profit museum to promote country music & Nashville music history; Other; Other; 3/12/2009; Business hours per month: Yes
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-02-08 |
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