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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2015-01-22 |
| TX | RA | APPROVED_RES | 2015-01-22 |
Branch Locations
3000 E. Morgan Ave Suite A, Evansville, IN 47711 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Evansville | IN | 01/2015 | Present |
1. RUDER INVESTMENT PROPERTIES (OWNER) PO BOX 2482 EVANSVILLE IN 47728; RENTAL REAL ESTATE; AFFILIATION STARTED 06/10/1987; 1 HOUR PER DAY; NOT DURING SECURITIES TRADING HOURS. 2. BATS LLC; 7508 E SYCAMORE ST EVANSVILLE IN 47715; REAL ESTATE LLC; Operation of BRATS LLC; ALL APPROPIATE DUTIES OF OPERATION; 01/04/2018; 1.00 Hour(s) Per Week; not during securities trading hours; Investment-Related 3. NOTARY VANDERBURGH COUNTY COMMISSION; PO BOX 2482 Evansville IN 47728; NOTARY SERVICE NO COMPENSATION NON-FIRM RELATED INDIVIDUALS; 07/19/1993; 0.01 HOUR PER DAY; Not during securities trading hours; NOT INVESTMENT RELATED 4. Big Bats, LLC; PO Box 2482 Evansville IN 47728; Real Estate Investments; Single Owner LLC; Manager; 01/16/2018; 1.00 Hour(s) Per Day; not during securities trading hours; Investment-Related 5. Thomas A. & Sharon K. Ruder Foundation Inc; PO Box 2482 Evansville IN 47728;Charitable non-profit; President; Manage activities of foundation; 01/01/2000; 1.00 Hour(s) Per Day; not during securities trading hours; Not Investment-Related 6. St Joseph Cemetery; 2500 Mesker Park Dr Evansville IN 47720; Board of Directors; Review work of the cemetery, oversee the budget and plan for the future needs of cemetery; 04/01/2019; 2.00 Hour(s) Per Quarter; not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-18 |
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