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Gregory Dean Howard

Wells Fargo Clearing Services, LLC

Frisco, TX

Frisco, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-10
IL RA APPROVED 2011-10-26
  • TX RA
    APPROVED
    Since 2015-12-10
  • IL RA
    APPROVED
    Since 2011-10-26

Branch Locations

17 Cowboys Way Ste 500, Frisco, TX 75034 • United States

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Branson MO 10/2011 11/2016
Wells Fargo Clearing Services, Llc Branson MO 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2011-11-07
    Morgan Stanley
    Ridgedale, MO
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ridgedale, MO
  • 1998-02-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Barrington, IL
    Ridgedale, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-07
S63 Uniform Securities Agent State Law Examination 1992-02-28
  • S65 Uniform Investment Adviser Law Examination
    1995-02-07
  • S63 Uniform Securities Agent State Law Examination
    1992-02-28

View on SEC IAPD

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CG ADVISORY SERVICES
CLAIRALPHA ADVISORS LLC

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VICTOR JAMES MCCLURE
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STEVEN LEWIS RINGO
CHARLES GLEN DANIEL
DIOSELINA G RAMIREZ
RAOUL P SHROFF
CHRISTOPHER KEITH HUGGINS

Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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