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15 W 38Th St. #704, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Co | Puyallup | WA | 05/2016 | 10/2024 |
| Stirlingshire Investment | 15 W West 38Th Street | NY | 10/2024 | Present |
1.Ascensus Consulting - 401k/529 Consulting, INV RELATED: Yes ,NUMBER OF HOURS: 0 Hrs/Month during trading DESCRIPTION: Service 401k, 529 Plans 2.Tracy Schaff; Sole proprietor; Insurance sales, Tacoma, WA, Commissions. Investment related Y, Selling Insurance 3.RetireOne - Position: Variable Annuities Rep Investment Related: YES NUMBER OF HOURS: 2 Hrs/Month during trading DESCRIPTION: Sell annuities, 529 plans to clients 4.Highland Capital - Position: Variable Annuities Rep Investment Related: YES NUMBER OF HOURS: 2 Hrs/Month during trading DESCRIPTION: Sell annuities to clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-22 |
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