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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-11-05 |
Branch Locations
6101 Moon Street Northeast Suite 3000, Albuquerque, NM 87111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Albuquerque | NM | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Albuquerque | NM | 11/2018 | 11/2025 |
| Lpl Financial Llc | Albuquerque | NM | 11/2025 | Present |
1) 10/2025 - MARK J. NAPOLIN & ASSOCIATES INC / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 2) 10/2025 - ( Fixed Insurance business run outside ) / Non-Variable Insurance Trails Only / Inv Related / Albuquerque NM 8711 / Start date 07/01/1982 - 15 hrs per month - 5 % time spent 3) 10/2025 - SYCAMORE CONDO ASSOCIATION INC. / Business Entity For Tax/Investment Purposes Only / Non Inv Related / Albuquerque NM 87111 / Start date 01/01/2000 - 1hrs per month - 1 % time spent 4) 11/21/2025 - Highland Capital Brokerage - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/18/2025 - 8 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-02-14 |
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