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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
Branch Locations
227 Franklin Street Ste 302, Johnstown, PA 15901 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Feeder Canal Associates | Johnstown | PA | 11/1999 | Present |
| Investment Advisor | Johnstown | PA | 02/2007 | Present |
| Voya Financial Advisors | Johnstown | PA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:WESTMONT BOROUGH COUNCIL; No; 1000 LUZERNE ST; JOHNSTOWN; PA; 15905; TOWN COUNCIL; PRESIDENT; 1/10/2001; 3; 0; FACILITATE DISCUSSION AND COMMUNICATIOIN BETWEEN COUNCILORS,PUBLIC AND EMPLOYEES|NAME OF ENTITY:Investment Advisor Representative; Yes; SAME AS REGISTERED LOCATION; Financial Planning; IAR; 2/15/2007; 180; 180; Financial Planning|NAME OF ENTITY: Independent Insurance Agent; Yes; SAME AS REGISTERED LOCATION; Fixed Insurance Sales; Independent Insurance Agent; 2/15/200D#7; 180; 180; Sales of Fixed Insurance Products|NAME OF ENTITY:Liberty Grace Bretheren Church; No; PO BOX 5228; JOHNSTOWN; PA; 15904; church; leadership team; 1/1/2008; 3; 3; on leadership team to teach and lead small groups within the church|NAME OF ENTITY: Centennial Financial Group, LLC; Yes; SAME AS REGISTERED LOCATION; Financial Services/DBA; owner; 2/1/1991; 160; 160; SALE & SERVICE FIXED INSURANCE,SECURITIES,INVESTMENT PRODUCTS.|NAME OF ENTITY:Greater Johnstown Water Authority; No; 640 Franklin St.; Johnstown; PA; 15901; water authority provides potable water to the citizens of Johnstown and surrounding neighborhoods; Chairman; 5/3/2018; 2; 1; facilitate meetings, set and run agenda, make decisions designed to be in the rate payer's interest|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-02-12 |
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