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Inactive

John Robert Hummel

Ais Capital Management L.P.

Wilton, CT

Naples, FL

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Current Employers
Ais Capital Management L.P.

187 Danbury Rd First Floor, Wilton, CT 06897-0806 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-14
CT RA APPROVED 1993-06-08
  • FL RA
    APPROVED
    Since 2025-11-14
  • CT RA
    APPROVED
    Since 1993-06-08

Branch Locations

187 Danbury Road P.O. Box 806, Wilton, CT 06897 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ais Capital Management Llc Wilton CT 04/1993 Present
Ais Futures Mangement Llc Wilton CT 04/1993 Present
  • 04/1993 → Present
    Ais Capital Management Llc
    Wilton, CT
  • 04/1993 → Present
    Ais Futures Mangement Llc
    Wilton, CT
Other Businesses

OWNER OF HUMMEL INC.: COMMODITY POOL OPERATOR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-26
S63 Uniform Securities Agent State Law Examination 1990-06-27
  • S65 Uniform Investment Adviser Law Examination
    2009-02-26
  • S63 Uniform Securities Agent State Law Examination
    1990-06-27

View on SEC IAPD

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JEFFREY MITCHELL SHAW
Elaine Votier Biersack
Allison Costas
BERT THOMAS BOWLER

Other Offices

AIS CAPITAL MANAGEMENT L.P. · WILTON, CT
AGILIS INVESTMENT MANAGEMENT LLC · WILTON, CT
ROUND ROCK ADVISORS LLC · WILTON, CT
STONEBRIDGE ADVISORS LLC · WILTON, CT
OAK MANAGEMENT CORPORATION · WILTON, CT
MERIT FINANCIAL ADVISORS · Wilton, CT
OSAIC WEALTH, INC. · WILTON, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Wilton, CT

More in Wilton, CT

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