Best Investors Account Sign in
Inactive

John Robert Hummel

Ais Capital Management L.P.

Wilton, CT

Naples, FL

CRD 823557

Claim This Profile
Employer firm

Ais Capital Management L.p. CRD 107971

$358M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Ais Capital Management L.P.

187 Danbury Rd First Floor, Wilton, CT 06897-0806 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-14
CT RA APPROVED 1993-06-08
  • FL RA
    APPROVED
    Since 2025-11-14
  • CT RA
    APPROVED
    Since 1993-06-08

Branch Locations

187 Danbury Road P.O. Box 806, Wilton, CT 06897 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ais Capital Management Llc Wilton CT 04/1993 Present
Ais Futures Mangement Llc Wilton CT 04/1993 Present
  • 04/1993 → Present
    Ais Capital Management Llc
    Wilton, CT
  • 04/1993 → Present
    Ais Futures Mangement Llc
    Wilton, CT
Other Businesses

OWNER OF HUMMEL INC.: COMMODITY POOL OPERATOR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-26
S63 Uniform Securities Agent State Law Examination 1990-06-27
  • S65 Uniform Investment Adviser Law Examination
    2009-02-26
  • S63 Uniform Securities Agent State Law Examination
    1990-06-27

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Wilton, CT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor