Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-27 |
| AL | RA | APPROVED | 2009-06-01 |
Branch Locations
Rsa Battle House Tower 11 North Water St., Suite 16290, Mobile, AL 36602 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Mobile | AL | 07/1979 | Present |
| Morgan Stanley Smith Barney | Mobile | AL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.FARMLAND RENTAL/ EFFECTIVE 1.2016/ MOBILE, ALABAMA/ 0 HRS DURING OR OUTSIE BIZ HOURS 2.timber cutting; Investment related: Yes; timber cutting; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Feb 2019; During business hours: 0; After business hours: 1; 3. *391071 - Rental property; Investment Related - Yes; Gulf Shores, AL; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Jun 1991; During Business Hours: 0; After Business Hours: 0; Property Management. 4. *363878 - Tree Planting; Investment related - Yes; Mobile; Alabama; Agriculture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2021; During business hours: 0; After business hours: 0; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-12 |
Reach out to this advisor