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David Lowell Williams

Mai Capital Management, LLC

Hurricane, WV

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2026-02-24
TX RA APPROVED 2026-02-23
  • WV RA
    APPROVED
    Since 2026-02-24
  • TX RA
    APPROVED
    Since 2026-02-23

Branch Locations

3981 Teays Valley Road, Hurricane, WV 25526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lanham, O'DEll & Company Hurricane WV 02/1987 02/2026
Mai Capital Management Llc Hurricane WV 02/2026 Present
Previous Registrations
  • 1996-01-01 → 2026-03-04
    Loc Investment Advisers
    Hurricane, WV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-29
S63 Uniform Securities Agent State Law Examination 1987-03-26
  • S65 Uniform Investment Adviser Law Examination
    1997-07-29
  • S63 Uniform Securities Agent State Law Examination
    1987-03-26
Designations

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
FIFTH THIRD SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

JOHN E ARTHUR
Whitney Prescott Stricklin
Christopher W Childress
Frances Abrevaya-Jones
Andrew Michael Clark
Jason Scott Moore
DAVID WAYNE LANHAM
ROBERT LEWIS O'DELL

Other Offices

JA INVESTMENT MANAGEMENT, LLC · HURRICANE, WV
MONEY CONCEPTS CAPITAL CORP · Scott Depot, WV
J.P. MORGAN SECURITIES LLC · SCOTT DEPOT, WV
FIFTH THIRD SECURITIES, INC. · HURRICANE, WV
MAI CAPITAL MANAGEMENT, LLC · Hurricane, WV
STATE FARM INVESTMENT MANAGEMENT CORP. · Hurricane, WV
EDWARD JONES · HURRICANE, WV
LPL FINANCIAL LLC · HURRICANE, WV

More in Hurricane, WV

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