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John E Arthur

Ja Investment Management, LLC

Hurricane, WV

CRD 4168978

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Employer firm

Ja Investment Management, LLC CRD 155510

$15.3M regulatory AUM 67 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Ja Investment Management, Llc

600B Prestige Park Drive Suite 3, Hurricane, WV 25526 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2018-02-16
  • WV RA
    APPROVED
    Since 2018-02-16

Branch Locations

600B Prestige Park Drive Suite 3, Hurricane, WV 25526 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ferris, Baker Watts, Inc. Charleston WV 06/2001 Present
Ja Investment Management Hurricane WV 04/2005 Present
  • 06/2001 → Present
    Ferris, Baker Watts, Inc.
    Charleston, WV
  • 04/2005 → Present
    Ja Investment Management
    Hurricane, WV
Previous Registrations
Other Businesses

Relson Gracie Jiu Jitsu of WV 3768 Sleepy Hollow Dr Hurricane, WV 25526 Owner/Head Instructor 9/1/2014 Non Investment Related 10 hours/week during evenings Abstrakt Lifestyle 102 Barrington Dr Scott Depot, WV 25560 Owner/Designer Lifestyle Brand 01/01/2024 10 hours/week

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-26
  • S66 Uniform Combined State Law Examination
    2000-07-26

View on SEC IAPD

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