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Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2015-02-05
  • WV RA
    APPROVED
    Since 2015-02-05

Branch Locations

135 Corporate Centre Drive Suite 542, Scott Depot, WV 25560 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wps, Llc Scott Depot WV 04/2007 Present
Acme Properties, Llc Scott Depot WV 02/2008 Present
Money Concepts Capital Corp Palm Beach Gardens FL 01/2015 Present
  • 04/2007 → Present
    Wps, Llc
    Scott Depot, WV
  • 02/2008 → Present
    Acme Properties, Llc
    Scott Depot, WV
  • 01/2015 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2009-08-11 → 2015-02-02
    Scott Depot, WV
    Cleveland, OH
    Hurricane, WV
  • 2005-04-18 → 2009-09-04
    Msi Financial Services, Inc.
    Scott Depot, WV
    Hurricane, WV
    Scott Depot, WV
Other Businesses

(1)NAME: WPS, LLC/ DBA: FINANCIAL RESOURCES & CONSULTING. NON INVESTMENT RELATED/INVESTMENT RELATED. POSITION: MANAGING MEMBER/OWNER. SOLE MEMBER. SIGNATORY AUTHORITY ON CHECKING/OPERATING ACCOUNT. NATURE: HEALTH, MEDICARE ADVANTAGE, PDP GROUP. DENTAL, DISABILITY. START DATE: 04/2007 TOTAL HR/MO: 8 NO. HR/MO DURING SEC TRADING: HR/MO (2)NAME: ACME PROPERTIES, LLC . NON INVESTMENT RELATED. MANAGING MEMBER/OWNER. RENTAL OF COMMERCIAL OFFICE SPACE. SOLE MEMBER SIGNATORY AUTHORITY ON CHECKING/APERATING ACCOUNT. REAL STATE RENTAL & LEASING. LEASE AGREEMENTS. LEASE PAYMENT/DISTRIBUTONS. START DATE: 02/2008 . TOTAL NO. HR/MO: 3 . DURING SEC TRADING NO. HR/MO:2 (3)NAME: WHITNEY P. STRICKLIN, CFP . NON-INV REL:PUBLIC SPEAKING POSITION: SELF-SOLE PROPIETOR. START DATE: 04/2013 .DUTIES:CONTRACTED SPEAKER. 4. Surprise Valley Youth Camp, 151 Surprise Valley Rd. Beckley, WV 25801. Board Member, Director, non -investment related, 1-10% time spent on activity during securities hrs. 5. Ignite Athletics, 65 Chase Park Hurricane, WV 25526. Board Member, Director. Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-17
S63 Uniform Securities Agent State Law Examination 2001-10-13
  • S65 Uniform Investment Adviser Law Examination
    2005-03-17
  • S63 Uniform Securities Agent State Law Examination
    2001-10-13
Designations

View on SEC IAPD

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