Robert William Woods

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2006-06-01

CA RA
APPROVED

Since 2006-06-01

Branch Locations

142 West 57Th Street 12Th Fl, New York, NY 10019 • United States

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Sierra Madre, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wedbush Securities	Los Angeles	CA	03/1995	Present

03/1995 → Present

Wedbush Securities

Los Angeles, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-04-02
S63	Uniform Securities Agent State Law Examination	1985-07-10

S65 Uniform Investment Adviser Law Examination

1993-04-02
S63 Uniform Securities Agent State Law Examination

1985-07-10

View on SEC IAPD

Current Employers

Wedbush Securities Inc.

Disclosures

Employment History

Exams

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