Best Investors
Account
Sign in
Best Investors
Account
Sign in
6721 Academy Rd. Ne Suite B, Albuquerque, NM 87109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2016-02-18 |
Branch Locations
6721 Academy Rd. Ne Suite B, Albuquerque, NM 87109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foothill Securities, Inc. | Albuquerque | NM | 01/2010 | 10/2016 |
| Cross State Financial Group, Llc. | Albuquerque | NM | 12/2015 | Present |
| Crown Capital Securities, L.P./Osj Manager | Orange | CA | 10/2016 | 11/2023 |
| Cross State Tax & Financial, Llc | Albuquerque | NM | 02/2022 | Present |
(1) START DATE02/2022 I DEVOTE 20 HRS/MO (NONE DURING TRADING) AS INDEPENDENT CONTRACTOR/ENROLLED AGENT FOR CROSS STATE TAX & FINANCIAL, LLC/CROSS STATE TAX. THIS IS NOT AN INVESTMENT RELATED ACTIVITY & MY DUTIES INCLUDE ASSISTING THE TAX PREPARERS ON QUESTIONS FROM CLIENTS AND PREPARING SOME TAX RETURNS. BUSINESS ADDRESS: THE SAME AS BRANCH ADDRESS. (2) START DATE 07/1993 I DEVOTE 10 HRS/MO (NONE DURING TRADING) AS INSURANCE AGENT; THIS IS NOT AN INVESTMENT RELATED ACTIVITY & MY DUTIES INCLUDE SALES & SERVICE OF FIXED INSURANCE, LONG TERM CARE, MEDICAL, MEDICARE SUPPLEMENTS AND FINAL INSURANCE NEEDS. BUSINESS LOCATION IS THE SAME AS THE BRANCH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1980-06-19 |
Reach out to this advisor