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6465 Quail Hollow Road Suite 301, Memphis, TN 38120 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-11-22 |
Branch Locations
6465 Quail Hollow Road Suite 301, Memphis, TN 38120 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Memphis | TN | 01/2000 | 08/2021 |
| Strategic Advisory Services, Llc | Memphis | TN | 10/2021 | Present |
| Lpl Financial Llc | Memphis | TN | 10/2022 | Present |
1) 10/2022- Strategic Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- Memphis, TN 2) 10/2022- Humphreys Specifics- Owner and operator; Selling antiques and collectibles- non-inv. related- Memphis, TN- start date 4/1972- 30-45 hrs/mth 3) 10/2022- Miramar Capital LLC- sole member- Business Entity For Tax/Investment Purposes Only- Real estate lending- non-inv. related- Memphis, TN -start date 7/2017 4) 10/2022- Real Estate Rental- owner/landlord- inv. related- 4747 Airline Rd. Arlington TN 38002- start date 7/2021- 5hrs/mth 5) 10/12/2022 - Strategic Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 4/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Strategic Advisory Services LLC, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 10/20/2022 - Strategic Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 4/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1980-05-09 |
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