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5700 Granite Parkway Suite 330, Plano, TX 75024 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-17 |
Branch Locations
5700 Granite Parkway Suite 330, Plano, TX 75024 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Plano | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Plano | TX | 11/2016 | 05/2019 |
| Wells Fargo Advisors Financial Network, Llc | Plano | TX | 05/2019 | 05/2023 |
| Astra Wealth Management Group | Plano | TX | 05/2023 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2023 | Present |
1. Astra Wealth Management Group. Investment Related. At Registered Location. RIA. IAR/Director. Investment Advisor through Outside RIA. 5/15/2023. 160 hrs/month all during trading hours. Investment management/provide financial advice to clients based on needs. 2. Fixed Insurance. Investment Related. At Registered Location. Independent Insurance Agency. Agent. Fixed/traditional insurance. 5/15/2023. 5 hrs/month all during trading hrs. Provide insurance advice based on the needs of clients. 3. PKSF. Investment Related. At Registered Location. Independent Insurance Agency. Agent. Fixed/traditional insurance. 5/15/2023. 5 hrs/month all during trading hrs. Provide insurance advice based on the needs of clients. 4. Tychee Wealth Partners. Not Investment Related. At Registered Location. Operating LLC/Support Company. Director. 4/25/2023. 0 hrs/month none during trading hours. No duties/operating company for RIA. 5. REH Holland LLC. Not Investment Related. At Registered Location. Operating LLC/Support Company. Director. LLC to receive commissions from RIA. 3/2019. 0 hrs/month none during trading hours. No duties/operating company for RIA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-21 |
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