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Current Employers
Astra Wealth Management Group

5700 Granite Parkway Suite 330, Plano, TX 75024 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-17
  • TX RA
    APPROVED
    Since 2023-05-17

Branch Locations

5700 Granite Parkway Suite 330, Plano, TX 75024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Plano TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Plano TX 11/2016 05/2019
Wells Fargo Advisors Financial Network, Llc Plano TX 05/2019 05/2023
Astra Wealth Management Group Plano TX 05/2023 Present
Purshe Kaplan Sterling Investments Albany NY 05/2023 Present
Previous Registrations
Other Businesses

1. Astra Wealth Management Group. Investment Related. At Registered Location. RIA. IAR/Director. Investment Advisor through Outside RIA. 5/15/2023. 160 hrs/month all during trading hours. Investment management/provide financial advice to clients based on needs. 2. Fixed Insurance. Investment Related. At Registered Location. Independent Insurance Agency. Agent. Fixed/traditional insurance. 5/15/2023. 5 hrs/month all during trading hrs. Provide insurance advice based on the needs of clients. 3. PKSF. Investment Related. At Registered Location. Independent Insurance Agency. Agent. Fixed/traditional insurance. 5/15/2023. 5 hrs/month all during trading hrs. Provide insurance advice based on the needs of clients. 4. Tychee Wealth Partners. Not Investment Related. At Registered Location. Operating LLC/Support Company. Director. 4/25/2023. 0 hrs/month none during trading hours. No duties/operating company for RIA. 5. REH Holland LLC. Not Investment Related. At Registered Location. Operating LLC/Support Company. Director. LLC to receive commissions from RIA. 3/2019. 0 hrs/month none during trading hours. No duties/operating company for RIA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-29
S63 Uniform Securities Agent State Law Examination 1987-07-21
  • S66 Uniform Combined State Law Examination
    2002-03-29
  • S63 Uniform Securities Agent State Law Examination
    1987-07-21
Other Names
  • Bob Holland

View on SEC IAPD

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