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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-08-15 |
| IL | RA | APPROVED | 2017-02-15 |
Branch Locations
2805 Butterfield Rd Ste 110, Oak Brook, IL 60523 • United States
Orland Park, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New England Securities | Chicago | IL | 03/1976 | 02/2017 |
| New England Life | Chicago | IL | 05/1974 | 02/2017 |
| Metlife Securities Inc. | Chicago | IL | 01/2015 | 02/2017 |
| Ameriprise Financial Services Inc | Oak Brook | IL | 02/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Oak Brook | IL | 03/2020 | Present |
Independent Insurance Brokering; Blue Cross Blue Shield of Illinois; 09/01/1978; Group / Mass Mutual; 07/01/2016; / Guardian Life; 01/01/2000; / MetLife; 05/16/2019; / Principal Financial Group; 05/27/2019; . Other Business Activities; Lockport Duck Club; This is a recreational hunting club organized as a for profit S Corp in Illinois. Most of our income comes from dues and assessments required to run the club. We do have a small amount of interest income as well. I am no longer Treasurer of the organization.; 12434 W Lake View Dr, , Orland Park, IL, 60467; Not Investment-Related; 01/01/1996; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-02-23 |
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