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Stephen David Leit

Shufro, Rose & Co., LLC

New York, NY

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Current Employers
Shufro, Rose & Co., Llc

600 Lexington Avenue 15Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-06-10
CA RA APPROVED 2021-03-03
CT RA APPROVED 2021-03-03
NY RA APPROVED 2021-03-03
TX RA APPROVED 2021-03-03
NJ RA APPROVED 2002-09-05
  • FL RA
    APPROVED
    Since 2021-06-10
  • CA RA
    APPROVED
    Since 2021-03-03
  • CT RA
    APPROVED
    Since 2021-03-03
  • NY RA
    APPROVED
    Since 2021-03-03
  • TX RA
    APPROVED
    Since 2021-03-03
  • NJ RA
    APPROVED
    Since 2002-09-05

Branch Locations

600 Lexington Avenue 15Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shufro, Rose & Co., Llc New York NY 01/1989 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-05
S63 Uniform Securities Agent State Law Examination 1985-02-07
  • S65 Uniform Investment Adviser Law Examination
    1992-05-05
  • S63 Uniform Securities Agent State Law Examination
    1985-02-07
Designations

View on SEC IAPD

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