Warren Steven Leibowitz

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1986 → Present
  Jeff Lewis & Associates
  New York, NY
• 05/2009 → 09/2025
  Avantax Investment Services Inc
  New York, NY
• 05/2009 → 09/2025
  Avantax Insurance Services, Llc.
  New York, NY
• 05/2009 → 09/2025
  Avantax Advisory Services
  New York, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  New York, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-24 → 2025-09-05
  Avantax Advisory Services
  New York, NY

Other Businesses

1) Jeff Lewis & Associates~'NIR'~200 E. 74TH STREET~NEW YORK~NY~10021~Tax Preparation/Accounting~Tax Preparation/Accounting~12/1/1986~160hrs~150hrs~INCOME TAX AND PAYROLL TAX PREPARATION AND CONSULTING FOR THE PUBLIC 2) ESTATE OF EILEEN T. CRILLY POSITION: Estate Administrator NATURE: I was asked by the Attorney for the Estate of Eileen T. Crilly to be Administrator of her Estate in the U.S. She had been a tax client a number of years ago and she had moved back to her native Northern Ireland where she eventually passed away. Her Estate Attorney in the UK wanted to settle her estate in the U.S. where the bulk of her bank accounts and mutual funds were located. In order to get this accomplished the U.S. Attorney needed an administrator who was a resident of NYS and the U.S. Therefore they I was requested to do this. There is no investment function involved. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2019 ADDRESS: 200 East 74th Street, c/o Jeff Lewis & Associates, New York NY 10021, United States DESCRIPTION: I have assisted the Attorney in NYS with getting the assets the deceased had so that the beneficiaries located in the US and UK can get their shares. There is an executor located in Belfast, Northern Ireland but he can't obtain the assets located in the U.S. 3) KNIGHTS OF PYTHIAS FRATERNAL ORGANIZATION POSITION: SECRETARY OF BENEVOLENT FUND NATURE: I AM DOING VOLUNTEER DUTY FOR THE BENEVOLENT FUND WHICH PROVIDES MEMBERS AND THEIR SPOUSES A DEATH BENEFIT OF $800 FOR MEMBERS AND $400 FOR SPOUSES UPON THEIR DEATH. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2022 ADDRESS: 3520 FILLMORE AVENUE, BROOKLYN NY 11234, United States DESCRIPTION: I KEEP RECORDS OF THE DEATHS AND CHECK THE MEMBERS NAME AGAINST THE MEMBERSHIP ROSTER TO MAKE SURE THE MEMBERSHIP IS UP TO DATE. I RECEIVE THIS ROSTER FROM THE TREASURER. I THEN SEND A COPY OF THE DEATH CERTIFICATE AND LATER WHEN MONUMENT IS ERECTED, I GET PROOF OF THE MONUMENT BEING ERECTED AND WE PROVIDE THE COMPLETE BENEFIT TO THE SURVIVING MEMBER OR SPOUSE. I DO NOT HAVE ACCESS TO THE CHECK BOOK BUT DO CO-SIGN THE CHECK AS PER RULES OF THE BANK AND FUND. THAT IS ALL MY DUTIES 4) HARMONY LODGE OF KNIGHTS OF PYTHIAS POSITION: DEPUTY CHANCELLOR NATURE: SOCIAL ACTIVITIES AND CHARITABLE ACTIVITIES INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: 3520 FILLMORE AVENUE, BROOKLYN NY 11234, United States DESCRIPTION: I AM A MEMBER OF THE KNIGHTS OF PYTHIAS, HARMONY LODGE WHICH IS A LOCAL LODGE CHAPTER. I WAS ELECTED AS DEPUTY CHANCELLOR WHICH IS A POSITION WHERE I ASSIST THE CHANCELLOR AND RUN THE MONTHLY MEETING WHEN THE CHANCELLOR IS NOT PRESENT.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-01-27